The Anti Bribery & Anti Corruption training follows best practice guidance, including the US Department of Justice in relation to the Foreign Corrupt Practices Act (FCPA), the UK Serious Fraud Office in relation to the Bribery Act (UKBA), and the French Anti-Corruption Agency in relation to the Sapin II law, among others.
The Trading and Market Manipulation training follows best practice guidance provided by professional accreditation bodies – like the Chartered Financial Analyst (CFA) Institute and the US Securities and Exchange Commission (SEC).
The Anti Money-Laundering and Counter Terrorism Financing training follows the best practice guidance, including the Financial Action Task Force (FATF), the Wolfsberg Group, the Basel Committee on Banking Supervision, and the EU Fifth Money Laundering Directive.
Every organization has its own policies in place to prevent, detect, and respond to complains or corporate issues. Regudo’s tutorials provide a general introduction to these topics, do not constitute legal advice, and should not be relied upon. It is the company’s responsibility to fully understand the policies and reporting obligations and act within the organization’s frame.