Business Ethics and Employee Conduct
Business Ethics and Employee Conduct Tutorials
The Employee Conduct and Business Ethics program is designed to promote awareness of the ethical practices in the company, build a culture of integrity, and protect organizations from potential risk.
Anti Bribery and Corruption -
Who is it for?
Anti Bribery and Corruption is intended for organizations that want to provide their employees with basic understanding of when payments or gifts are a part of business – and when they’re a bribe and when business decisions are legitimate vs corrupt.
What does Anti Bribery & Anti Corruption tutorial include?
- What classifies as Bribery and Corruption
- Facilitation payments
- Donations (political or charitable)
- Conflicts of interest
- Managing Anti Bribery & Anti Corruption (ABC) issues
Insider Trading and Market Manipulation -
Who is it for?
Insider Trading and Market manipulation tutorials are intended for organizations that need to educate their employees and stakeholders about the basics of insider trading and how to avoid actions that might put the organization and individual at risk for violating the law.
What does Insider Trading and Market Manipulation tutorial include? (available soon)
- Understanding Insider Trading and Insider Information
- Categories of material information
- Market Manipulation and Fraud
- Best practices to avoid insider trading, market manipulation and fraud risks
- Clarifying ‘gray’ scenarios
Insider Trading and Market Manipulation -
Who is it for?
Anti-money laundering is intended for organizations that need to comply with regulatory requirements and ensure their employees are aware of anti-money laundering practices, so they can identify AML risks in their day-to-day roles. The AML/CFT tutorial provides a general background for employees to understand the subject.
Anti Money-Laundering and Counter Terrorism Financing – Who is it for ?
- Overview of Anti Money-Laundering (AML) and Counter Terrorism Financing (CTF)
- Know Your Customer (KYC) and Customer Due Diligence (CDD)
- Establishing AML and CTF organizational culture
- Monitoring and identifying suspicious activity
- Managing common AML and CTF issues
How simple is it to start using Regudo?
Sign up for a Free Trial (no CC needed) or demo
Optional - demo call to answer any questions
Onboard without IT setup or installation
Distribute your courses within minutes
Legal framework
The Anti Bribery & Anti Corruption training follows best practice guidance, including the US Department of Justice in relation to the Foreign Corrupt Practices Act (FCPA), the UK Serious Fraud Office in relation to the Bribery Act (UKBA), and the French Anti-Corruption Agency in relation to the Sapin II law, among others.
The Trading and Market Manipulation training follows best practice guidance provided by professional accreditation bodies – like the Chartered Financial Analyst (CFA) Institute and the US Securities and Exchange Commission (SEC).
The Anti Money-Laundering and Counter Terrorism Financing training follows the best practice guidance, including the Financial Action Task Force (FATF), the Wolfsberg Group, the Basel Committee on Banking Supervision, and the EU Fifth Money Laundering Directive.
Every organization has its own policies in place to prevent, detect, and respond to complains or corporate issues. Regudo’s tutorials provide a general introduction to these topics, do not constitute legal advice, and should not be relied upon. It is the company’s responsibility to fully understand the policies and reporting obligations and act within the organization’s frame.
Why choose Regudo tutorials?
- Short, dynamic and easy-to-watch animated videos
- Automated notifications and full monitoring on training completion
- Simple setup without software installation
- Available anywhere, anytime, and on any device
- Quick onboarding process, up and running within minutes